Netcapital Inc. — Director's Dealing 2023

Jan 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Netcapital Inc. (NCPL)
CIK: 0001414767
Period of Report: 2023-01-03

Reporting Person: Kraysler Coreen Sarah (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-03	Options (right to buy)	$1.43	A	200000	Acquired	2033-01-03	Common Stock (200000)	Direct

Footnotes

F1: The options were issued pursuant to the Issuer's 2023 Omnibus Equity Incentive Plan (the "Plan") subject to the approval of the Plan by the Company's stockholders and vest and become exercisable in forty-eight (48) equal monthly installments commencing on January 3, 2023 and will become fully vested on January 3, 2027, subject to the Reporting Peron's continued service with the Issuer.