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NetApp, Inc. — Director's Dealing 2023
Jun 5, 2023
30233_dirs_2023-06-05_f28dc136-e701-4f2f-8d04-db13e987b42d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2023-05-31
Reporting Person: O'Callahan Elizabeth M (EVP, Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Common Shares | A | 2250 | $0.00 | Acquired | 15941 | Direct |
| 2023-06-01 | Common shares | F | 1116 | $71.96 | Disposed | 14825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-01 | Restricted Stock Unit | $0.00 | M | 1000 | Disposed | 2026-06-02 | Common Stock (1000) | Direct |
| 2023-06-01 | Restricted Stock Unit | $0.00 | M | 1250 | Disposed | 2027-06-30 | Common Stock (1250) | Direct |
Footnotes
F1: Includes 221 shares purchased at $56.3975 per share under the NetApp Employee Stock Purchase Plan on May 31, 2023.
F2: Restricted Stock Units convert into common stock on a one-for-one basis.
F3: On June 3, 2019, the reporting person was granted 4,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020, and subject to continued service on each applicable vesting date.
F4: On July 1, 2020, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021, and subject to continued service on each applicable vesting date.