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NetApp, Inc. Director's Dealing 2023

Nov 17, 2023

30233_dirs_2023-11-17_822910f1-414a-42ff-ae63-0cfb801bb820.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2023-11-15

Reporting Person: CERNUDA CESAR (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-15 Common shares M 4195 $0.00 Acquired 85854 Direct
2023-11-15 Common Shares F 1971 $78.92 Disposed 83883 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-15 Restricted Stock Unit $ M 2231 Disposed Common Stock (2231) Direct
2023-11-15 Restricted Stock Unit $ M 1964 Disposed Common Stock (1964) Direct

Footnotes

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

F3: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.