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NetApp, Inc. Director's Dealing 2021

Jan 5, 2021

30233_dirs_2021-01-05_3d497f06-be0c-4f24-bf05-8a798433e7a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-12-31

Reporting Person: CERNUDA CESAR (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Common Stock M 46097 $0.0 Acquired 46097 Direct
2020-12-31 Common Stock F 18139 $66.24 Disposed 27958 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Restricted Stock Unit $0.0 M 46097 Disposed 2027-08-16 Common Stock (46097) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date.