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NetApp, Inc. Director's Dealing 2021

Mar 12, 2021

30233_dirs_2021-03-12_82b4be38-b5a3-4caf-b705-a89891fba6db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2021-03-10

Reporting Person: Kurian George (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-10 Common Stock M 160800 $36.59 Acquired 276301 Direct
2021-03-10 Common Stock S 160800 $66.8486 Disposed 115501 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-10 Non-Qualified Stock Option (right to buy) $36.59 M 160800 Disposed 2021-06-02 Common Stock (160800) Direct

Footnotes

F1: On December 24, 2020, the Reporting Person gifted 170,000 shares.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.49 to $67.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.