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NetApp, Inc. — Director's Dealing 2021
Jun 4, 2021
30233_dirs_2021-06-03_71524568-d029-4ec0-a31b-9e02910825ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2021-06-01
Reporting Person: Kurian George (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | M | 14250 | $0.0 | Acquired | 129751 | Direct |
| 2021-06-01 | Common Stock | F | 7065 | $76.71 | Disposed | 122686 | Direct |
| 2021-06-01 | Common Stock | M | 8500 | $0.0 | Acquired | 131186 | Direct |
| 2021-06-01 | Common Stock | F | 4214 | $76.71 | Disposed | 126972 | Direct |
| 2021-06-01 | Common Stock | M | 9250 | $0.0 | Acquired | 136222 | Direct |
| 2021-06-01 | Common Stock | F | 4586 | $76.71 | Disposed | 131636 | Direct |
| 2021-06-01 | Common Stock | M | 13875 | $0.0 | Acquired | 145511 | Direct |
| 2021-06-01 | Common Stock | F | 6879 | $76.71 | Disposed | 138632 | Direct |
| 2021-06-01 | Common Stock | A | 38062 | $0.0 | Acquired | 176694 | Direct |
| 2021-06-01 | Common Stock | F | 18871 | $76.71 | Disposed | 157823 | Direct |
| 2021-06-01 | Common Stock | A | 21822 | $0.0 | Acquired | 179645 | Direct |
| 2021-06-01 | Common Stock | F | 10819 | $76.71 | Disposed | 168826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-01 | Restricted Stock Unit | $0.0 | M | 14250 | Disposed | 2024-06-01 | Common Stock (14250) | Direct |
| 2021-06-01 | Restricted Stock Unit | $0.0 | M | 8500 | Disposed | 2025-06-04 | Common Stock (8500) | Direct |
| 2021-06-01 | Restricted Stock Unit | $0.0 | M | 9250 | Disposed | 2026-06-03 | Common Stock (9250) | Direct |
| 2021-06-01 | Restricted Stock Unit | $0.0 | M | 13875 | Disposed | 2027-07-01 | Common Stock (13875) | Direct |
Footnotes
F1: Represents the settlement of TSR performance share units originally granted on June 4, 2018.
F2: Performance stock units convert into stock on a one-for-one basis.
F3: Represents the settlement of AOI performance share units originally granted on June 4, 2018.
F4: Restricted stock units convert into common stock on a one-for-one basis.
F5: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F6: On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F7: On June 3, 2019, the reporting person was granted 37,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
F8: On July 1, 2020, the reporting person was granted 55,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.