NetApp, Inc. — Director's Dealing 2021

Aug 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2021-08-15

Reporting Person: CERNUDA CESAR (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-15	Common Stock	M	34573	$0.0	Acquired	72273	Direct
2021-08-15	Common Stock	F	8297	$82.28	Disposed	63976	Direct
2021-08-15	Common Stock	M	29963	$0.0	Acquired	93939	Direct
2021-08-15	Common Stock	F	7191	$82.28	Disposed	86748	Direct
2021-08-15	Common Stock	M	11525	$0.0	Acquired	98273	Direct
2021-08-15	Common Stock	F	2766	$82.28	Disposed	95507	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-15	Restricted Stock Unit	$0.0	M	34573	Disposed	2027-08-16	Common Stock (34573)	Direct
2021-08-15	Restricted Stock Unit	$0.0	M	29963	Disposed	2027-08-16	Common Stock (29963)	Direct
2021-08-15	Restricted Stock Unit	$0.0	M	11525	Disposed	2027-08-16	Common Stock (11525)	Direct

Footnotes

F1: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

F4: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaining 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

F5: On August 17, 2020, the reporting person was granted 57,622 restricted stock units, with 80% vesting on December 31, 2020, and the remaining 20% vesting on August 15, 2021, subject to continued service on each applicable vesting date.