NetApp, Inc. — Director's Dealing 2021

Sep 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2021-09-09

Reporting Person: Ahuja Deepak (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-09	Common Stock	M	5634	$0.0	Acquired	10107	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-09	Restricted Stock Unit	$0.0	M	5634	Disposed		Common Stock (5634)	Direct
2021-09-10	Restricted Stock Unit	$0.0	A	2707	Acquired		Common Stock (2707)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F3: On September 10, 2021, the reporting person was granted 2,707 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs.