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NetApp, Inc. — Director's Dealing 2021
Sep 13, 2021
30233_dirs_2021-09-13_39ad130a-222a-45c9-83aa-f449b067b16c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2021-09-09
Reporting Person: Hill Kathryn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-09 | Common Stock | M | 5634 | $0.0 | Acquired | 39903 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-09 | Restricted Stock Unit | $0.0 | M | 5634 | Disposed | Common Stock (5634) | Direct | |
| 2021-09-10 | Restricted Stock Unit | $0.0 | A | 2707 | Acquired | Common Stock (2707) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
F3: On September 10, 2021, the reporting person was granted 2,707 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs.