NetApp, Inc. — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2020-05-29

Reporting Person: RICHARD HENRI P (EVP, Go To Market)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	J	425	$37.859	Acquired	144280	Direct
2020-06-01	Common Stock	A	34200	$0.0	Acquired	178480	Direct
2020-06-01	Common Stock	F	16956	$42.67	Disposed	161524	Direct
2020-06-01	Common Stock	M	15157	$0.0	Acquired	176681	Direct
2020-06-01	Common Stock	F	5241	$42.67	Disposed	171440	Direct
2020-06-01	Common Stock	M	9500	$0.0	Acquired	180940	Direct
2020-06-01	Common Stock	F	3468	$42.67	Disposed	177472	Direct
2020-06-01	Common Stock	M	6125	$0.0	Acquired	183597	Direct
2020-06-01	Common Stock	F	3036	$42.67	Disposed	180561	Direct
2020-06-01	Common Stock	M	5375	$0.0	Acquired	185936	Direct
2020-06-01	Common Stock	F	2664	$42.67	Disposed	183272	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-01	Restricted Stock Unit	$0.0	M	15157	Disposed	2023-06-01	Common Stock (15157)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	9500	Disposed	2024-06-01	Common Stock (9500)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	6125	Disposed	2025-06-04	Common Stock (6125)	Direct
2020-06-01	Restricted Stock Unit	$0.0	M	5375	Disposed	2026-06-03	Common Stock (5375)	Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

F2: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3: Performance stock units convert into stock on a one-for-one basis.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.