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NetApp, Inc. Director's Dealing 2019

May 20, 2019

30233_dirs_2019-05-20_d6c676e2-7adb-455f-8f71-1c9bba237aee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-11-30

Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-30 Common Stock J 110 $56.8395 Acquired 60845 Direct
2019-05-16 Common Stock M 16032 $0.0 Acquired 76877 Direct
2019-05-16 Common Stock F 5796 $69.69 Disposed 71081 Direct
2019-05-16 Common Stock A 54054 $0.0 Acquired 125135 Direct
2019-05-16 Common Stock F 26814 $69.69 Disposed 98321 Direct
2019-05-16 Common Stock A 47966 $0.0 Acquired 146287 Direct
2019-05-16 Common Stock F 23781 $69.69 Disposed 122506 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-16 Restricted Stock Unit $0.0 M 16032 Disposed 2023-05-16 Common Stock (16032) Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018.

F2: Restricted stock units convert into stock on a one-for-one basis.

F3: Represents the settlement of performance share unites originally granted on June 1, 2017.

F4: Performance stock units convert into stock on a one-for-one basis.

F5: Represents the settlement of performance share units originally granted on June 1, 2016.

F6: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.