AI assistant
NetApp, Inc. — Director's Dealing 2018
May 18, 2018
30233_dirs_2018-05-18_ddb2ff78-c6c0-43d7-8501-559a22bf37d7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-11-30
Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock | J | 704 | $21.3095 | Acquired | 17045 | Direct |
| 2018-05-16 | Common Stock | M | 16032 | $0.0 | Acquired | 33077 | Direct |
| 2018-05-16 | Common Stock | F | 5826 | $70.68 | Disposed | 27251 | Direct |
| 2018-05-16 | Common Stock | A | 47964 | $0.0 | Acquired | 75215 | Direct |
| 2018-05-16 | Common Stock | F | 23780 | $70.68 | Disposed | 51435 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-16 | Restricted Stock Unit | $0.0 | M | 16032 | Disposed | 2023-05-16 | Common Stock (16032) | Direct |
Footnotes
F1: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
F2: Restricted stock units convert into stock on a one-for-one basis.
F3: Represents the settlement of performance share units originally granted on June 1, 2016.
F4: Performance stock units convert into stock on a one-for-one basis.
F5: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.