NetApp, Inc. — Director's Dealing 2018

Sep 14, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-09-12

Reporting Person: EARHART ALAN L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-09-12	Common Stock	M	6150	$0.0	Acquired	18971	Direct
2018-09-12	Common Stock	M	7916	$0.0	Acquired	26887	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-12	Restricted Stock Unit	$0.0	M	6150	Disposed		Common Stock (6150)	Direct
2018-09-12	Restricted Stock Unit	$0.0	M	7916	Disposed		Common Stock (7916)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F3: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant?s continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.