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NetApp, Inc. Director's Dealing 2018

Sep 14, 2018

30233_dirs_2018-09-14_119c13b4-d814-4780-9618-1b415fa8eaaa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-09-12

Reporting Person: NEVENS THOMAS MICHAEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-12 Common Stock M 6150 $0.0 Acquired 27120 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-12 Restricted Stock Unit $0.0 M 6150 Disposed Common Stock (6150) Direct
2018-09-13 Restricted Stock Unit $0.0 A 2924 Acquired Common Stock (2924) Direct

Footnotes

F1: Shares held by the Nevens Family 1997 Trust.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

F4: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.