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NetApp, Inc. — Director's Dealing 2018
Sep 14, 2018
30233_dirs_2018-09-14_119c13b4-d814-4780-9618-1b415fa8eaaa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-09-12
Reporting Person: NEVENS THOMAS MICHAEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-12 | Common Stock | M | 6150 | $0.0 | Acquired | 27120 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-12 | Restricted Stock Unit | $0.0 | M | 6150 | Disposed | Common Stock (6150) | Direct | |
| 2018-09-13 | Restricted Stock Unit | $0.0 | A | 2924 | Acquired | Common Stock (2924) | Direct |
Footnotes
F1: Shares held by the Nevens Family 1997 Trust.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
F4: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.