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NetApp, Inc. — Director's Dealing 2017
Jun 5, 2017
30233_dirs_2017-06-05_bf17f331-5ecd-4027-bdde-8f5f3cf75f98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-06-01
Reporting Person: Kurian George (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-01 | Common Stock | M | 10725 | $0.0 | Acquired | 75848 | Direct |
| 2017-06-01 | Common Stock | F | 5596 | $39.61 | Disposed | 70252 | Direct |
| 2017-06-01 | Common Stock | M | 10725 | $0.0 | Acquired | 80977 | Direct |
| 2017-06-01 | Common Stock | F | 5596 | $39.61 | Disposed | 75381 | Direct |
| 2017-06-01 | Common Stock | M | 14575 | $0.0 | Acquired | 89956 | Direct |
| 2017-06-01 | Common Stock | F | 7605 | $39.61 | Disposed | 82351 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Restricted Stock Unit | $0.0 | M | 10725 | Disposed | 2022-08-03 | Common Stock (10725) | Direct |
| 2017-06-01 | Restricted Stock Unit | $0.0 | M | 10725 | Disposed | 2022-08-03 | Common Stock (10725) | Direct |
| 2017-06-01 | Restricted Stock Unit | $0.0 | M | 14575 | Disposed | 2023-06-01 | Common Stock (14575) | Direct |
| 2017-06-01 | Restricted Stock Unit | $0.0 | M | 57000 | Acquired | 2024-06-01 | Common Stock (57000) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
F3: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F4: On June 1, 2017, the reporting person was granted 57,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.