NetApp, Inc. — Director's Dealing 2017

Jun 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-05-31

Reporting Person: RICHARD HENRI P (EVP, WW Field& Customer OPS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-05-31	Common Stock	J	997	$21.3095	Acquired	1994	Direct
2017-06-01	Common Stock	M	15158	$0.0	Acquired	17152	Direct
2017-06-01	Common Stock	F	5696	$39.61	Disposed	11456	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-01	Restricted Stock Unit	$0.0	M	15158	Disposed	2023-06-01	Common Stock (15158)	Direct
2017-06-01	Restricted Stock Unit	$0.0	A	38000	Acquired	2024-06-01	Common Stock (38000)	Direct

Footnotes

F1: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017.

F2: Includes 997 shares of the Issuer's common stock acquired on November 30, 2016 under the NetApp, Inc. Employee Stock Purchase Plan.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

F5: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.