NetApp, Inc. — Director's Dealing 2017

Jun 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-06-03

Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-03	Common Stock	M	6250	$0.0	Acquired	8367	Direct
2017-06-03	Common Stock	F	3261	$39.41	Disposed	5106	Direct
2017-06-03	Common Stock	M	10625	$0.0	Acquired	15731	Direct
2017-06-03	Common Stock	F	5544	$39.41	Disposed	10187	Direct
2017-06-05	Common Stock	S	8070	$39.3763	Disposed	2117	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-03	Restricted Stock Unit	$0.0	M	6250	Disposed		Common Stock (6250)	Direct
2017-06-03	Restricted Stock Unit	$0.0	M	10625	Disposed		Common Stock (10625)	Direct

Footnotes

F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.18 to $39.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F5: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.