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NetApp, Inc. — Director's Dealing 2017
Jun 6, 2017
30233_dirs_2017-06-06_422bddca-127c-4b5f-adf4-28ff1acaa190.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-06-03
Reporting Person: Kurian George (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-03 | Common Stock | M | 5425 | $0.0 | Acquired | 87776 | Direct |
| 2017-06-03 | Common Stock | F | 2830 | $39.41 | Disposed | 84946 | Direct |
| 2017-06-03 | Common Stock | M | 13275 | $0.0 | Acquired | 98221 | Direct |
| 2017-06-03 | Common Stock | F | 6926 | $39.41 | Disposed | 91295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-03 | Restricted Stock Unit | $0.0 | M | 5425 | Disposed | 2020-06-02 | Common Stock (5425) | Direct |
| 2017-06-03 | Restricted Stock Unit | $0.0 | M | 13275 | Disposed | Common Stock (13275) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F3: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.