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NetApp, Inc. Director's Dealing 2017

Sep 15, 2017

30233_dirs_2017-09-15_57c8a10f-f9b4-47b6-ae5c-67f0a5d40781.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-09-13

Reporting Person: WALLACE RICHARD P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-13 Common Stock M 7132 $0.0 Acquired 7132 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-13 Restricted Stock Unit $0.0 M 7132 Disposed Common Stock (7132) Direct
2017-09-14 Restricted Stock Unit $0.0 A 6150 Acquired Common Stock (6150) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.

F3: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.