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NetApp, Inc. — Director's Dealing 2017
Nov 13, 2017
30233_dirs_2017-11-13_e6a80ad2-ad37-4bbb-82af-0802e1af67b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-11-09
Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common Stock | M | 29845 | $36.59 | Acquired | 31962 | Direct |
| 2017-11-09 | Common Stock | S | 29845 | $46.6 | Disposed | 2117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Non-Qualified Stock Option (right to buy) | $36.59 | M | 29845 | Disposed | 2021-06-02 | Common Stock (29845) | Direct |
Footnotes
F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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