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NetApp, Inc. — Director's Dealing 2016
Jan 5, 2016
30233_dirs_2016-01-05_98f195f6-a0e4-4c4c-9164-cbaf0ff68f96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-01-01
Reporting Person: Braham Tor (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-01 | Common Stock | M | 5922.0 | $0.0 | Acquired | 5922 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-01 | Restricted Stock Unit | $0.0 | M | 5922.0 | Disposed | Common Stock (5922) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to continuous service on the Board through such date. The payout of such RSUs has been deferred and until within 30 days of the earliest of: (a) January 1, 2016, (b) the date his service on the Board ceases for any reason or (c) the date on which a Change of Control occurs.