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NetApp, Inc. Director's Dealing 2016

Jun 7, 2016

30233_dirs_2016-06-07_5d47ef2a-b22e-4050-bbaf-51ebf79b4aa1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-06-03

Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-03 Common Stock M 6250.0 $0.0 Acquired 14715 Direct
2016-06-03 Common Stock F 2348.0 $24.94 Disposed 12367 Direct
2016-06-03 Common Stock M 10625.0 $0.0 Acquired 22992 Direct
2016-06-03 Common Stock F 3992.0 $24.94 Disposed 19000 Direct
2016-06-06 Common Stock S 17808.0 $24.9798 Disposed 1192 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-03 Restricted Stock Unit $0.0 M 6250.0 Disposed Common Stock (6250) Direct
2016-06-03 Restricted Stock Unit $0.0 M 10625.0 Disposed Common Stock (10625) Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.905 to $25.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F4: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.