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NetApp, Inc. — Director's Dealing 2016
Jun 7, 2016
30233_dirs_2016-06-07_5d47ef2a-b22e-4050-bbaf-51ebf79b4aa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-06-03
Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-03 | Common Stock | M | 6250.0 | $0.0 | Acquired | 14715 | Direct |
| 2016-06-03 | Common Stock | F | 2348.0 | $24.94 | Disposed | 12367 | Direct |
| 2016-06-03 | Common Stock | M | 10625.0 | $0.0 | Acquired | 22992 | Direct |
| 2016-06-03 | Common Stock | F | 3992.0 | $24.94 | Disposed | 19000 | Direct |
| 2016-06-06 | Common Stock | S | 17808.0 | $24.9798 | Disposed | 1192 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-03 | Restricted Stock Unit | $0.0 | M | 6250.0 | Disposed | Common Stock (6250) | Direct | |
| 2016-06-03 | Restricted Stock Unit | $0.0 | M | 10625.0 | Disposed | Common Stock (10625) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.905 to $25.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F4: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.