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NetApp, Inc. Director's Dealing 2016

Jun 7, 2016

30233_dirs_2016-06-07_1dcfdfae-977c-4105-85eb-65877c252bc9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-06-03

Reporting Person: Kurian George (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-03 Common Stock M 5425.0 $0.0 Acquired 54785 Direct
2016-06-03 Common Stock F 2038.0 $24.94 Disposed 52747 Direct
2016-06-03 Common Stock M 13275.0 $0.0 Acquired 66022 Direct
2016-06-03 Common Stock F 5776.0 $24.94 Disposed 60246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-03 Restricted Stock Unit $0.0 M 5425.0 Disposed 2020-06-02 Common Stock (5425) Direct
2016-06-03 Restricted Stock Unit $0.0 M 13275.0 Disposed Common Stock (13275) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On June 3, 2013, the reporting person was granted 21,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F3: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.