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NetApp, Inc. — Director's Dealing 2016
Sep 16, 2016
30233_dirs_2016-09-16_6b61fd8f-75b1-42f2-85a0-8812fbd54c64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-09-14
Reporting Person: ALLEN JEFFRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-14 | Common Stock | M | 7916.0 | $0.0 | Acquired | 14566 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-14 | Restricted Stock Unit | $0.0 | M | 7916.0 | Disposed | Common Stock (7916) | Direct | |
| 2016-09-15 | Restricted Stock Unit | $0.0 | A | 7132.0 | Acquired | Common Stock (7132) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002
F3: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.
F4: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.