NetApp, Inc. — Director's Dealing 2016

Sep 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-09-14

Reporting Person: Smith Stephen M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-14	Common Stock	M	4898.0	$0.0	Acquired	4898	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-14	Restricted Stock Unit	$0.0	M	4898.0	Disposed	2023-05-25	Common Stock (4898)	Direct
2016-09-15	Restricted Stock Unit	$0.0	A	7132.0	Acquired		Common Stock (7132)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares held by the Stephen Smith & Sandra Smith Trust UAD 9/13/2009.

F3: On May 25, 2016, the reporting person was granted 4,898 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.

F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.