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NetApp, Inc. — Director's Dealing 2015
Jun 4, 2015
30233_dirs_2015-06-03_e90f83a4-189b-4aea-a866-233ae26b6918.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-05-31
Reporting Person: Noviello Nicholas R (EVP Finance & Operations, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-31 | Common Stock | J | 105.0 | $28.39 | Acquired | 21789 | Direct |
| 2015-06-01 | Common Stock | M | 6675.0 | — | Acquired | 28464 | Direct |
| 2015-06-01 | Common Stock | F | 2508.0 | $33.155 | Disposed | 25956 | Direct |
| 2015-06-01 | Common Stock | M | 1575.0 | — | Acquired | 27531 | Direct |
| 2015-06-01 | Common Stock | F | 591.0 | $33.155 | Disposed | 26940 | Direct |
| 2015-06-03 | Common Stock | S | 5151.0 | $33.6097 | Disposed | 21789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-01 | Restricted Stock Unit | $0.0 | M | 6675.0 | Disposed | Common Stock (6675) | Direct | |
| 2015-06-01 | Restricted Stock Unit | $0.0 | M | 1575.0 | Disposed | Common Stock (1575) | Direct |
Footnotes
F1: Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F4: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.43 to $33.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: On June 1, 2012, the reporting person was granted 26,700 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F6: On June 1, 2011, the reporting person was granted 6,300 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.