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NetApp, Inc. — Director's Dealing 2015
Jul 27, 2015
30233_dirs_2015-07-27_453d2f6a-7ec5-4ad8-aef1-f60fa51d2830.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-07-17
Reporting Person: REICH JOEL D (Exec VP, Product Operations)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.44 | 2019-05-31 | Common Stock (4500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $36.59 | 2021-06-02 | Common Stock (14700) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.62 | 2017-05-31 | Common Stock (7709) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.64 | 2020-06-02 | Common Stock (14400) | Direct | |
| Non-Qualified Stock Option (right to buy) | $41.42 | 2020-11-14 | Common Stock (25000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $53.22 | 2018-05-31 | Common Stock (10000) | Direct | |
| Restricted Stock Unit | $0.0 | 2019-04-16 | Common Stock (2500) | Direct | |
| Restricted Stock Unit | $0.0 | 2019-06-01 | Common Stock (1200) | Direct | |
| Restricted Stock Unit | $0.0 | 2020-06-03 | Common Stock (2400) | Direct | |
| Restricted Stock Unit | $0.0 | 2020-11-14 | Common Stock (6249) | Direct | |
| Restricted Stock Unit | $0.0 | 2021-06-02 | Common Stock (9750) | Direct | |
| Restricted Stock Unit | $0.0 | 2022-06-22 | Common Stock (11400) | Direct | |
| Restricted Stock Unit | $0.0 | 2022-06-23 | Common Stock (13700) | Direct |
Footnotes
F1: On June 1, 2012, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date.
F2: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
F3: On June 1, 2010, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2010, subject to continued service on each applicable vesting date.
F4: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
F5: On November 15, 2013, the reporting person was granted 25,000 nonqualified stock options, subject to the option vesting 25% on October 28, 2014 , with the balance of the shares vesting monthly in equal installments over the next 36 months, subject to continued service on each applicable vesting date.
F6: On June 1, 2011, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.
F7: On April 16, 2012, the reporting person was granted 10,000 restricted stock units, vesting in four equal annual installments beginning on April 16, 2013 and subject to continued service on each applicable vesting date.
F8: Restricted stock units convert into common stock on a one-for-one basis.
F9: On June 1, 2012, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 1, 2013 and subject to continued service on each applicable vesting date.
F10: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.
F11: On November 15, 2013, the reporting person was granted 8,333 restricted stock units, vesting in four equal annual installments beginning on November 15, 2014 and subject to continued service on each applicable vesting date.
F12: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.
F13: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
F14: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.