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NetApp, Inc. Director's Dealing 2015

Oct 19, 2015

30233_dirs_2015-10-19_81b0d5e4-f6ef-4a28-85ec-3f6857e7c8bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-10-15

Reporting Person: Kurian George (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-15 Common Stock M 5000.0 Acquired 30908 Direct
2015-10-15 Common Stock F 2609.0 $33.78 Disposed 28299 Direct
2015-10-15 Common Stock M 3000.0 Acquired 31299 Direct
2015-10-15 Common Stock F 1565.0 $33.78 Disposed 29734 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-15 Restricted Stock Unit $0.0 M 5000.0 Disposed 2019-10-15 Common Stock (5000) Direct
2015-10-15 Restricted Stock Unit $0.0 M 3000.0 Disposed 2020-10-15 Common Stock (3000) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On October 15, 2012, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date.

F3: On October 15, 2013, the reporting person was granted 9,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date.