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NetApp, Inc. — Director's Dealing 2013
Jun 7, 2013
30233_dirs_2013-06-07_cd9e3350-21c7-41c1-834c-d032dcc9bd67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-05
Reporting Person: GEORGENS THOMAS (CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-05 | Common Stock | S | 21122 | $37.5608 | Disposed | 9653 | Direct |
| 2013-06-07 | Common Stock | M | 20834 | $20.69 | Acquired | 30487 | Direct |
| 2013-06-07 | Common Stock | S | 20834 | $38.0227 | Disposed | 9653 | Direct |
| 2013-06-07 | Common Stock | M | 79166 | $24.72 | Acquired | 88819 | Direct |
| 2013-06-07 | Common Stock | S | 79166 | $38.0227 | Disposed | 9653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-07 | Non-Qualified Stock Option (right to buy) | $20.69 | M | 20834 | Disposed | 2016-05-31 | Common Stock (20834) | Direct |
| 2013-06-07 | Non-Qualified Stock Option (right to buy) | $24.72 | M | 79166 | Disposed | 2016-09-14 | Common Stock (79166) | Direct |
Footnotes
F1: The sale prices for the reported transaction were in a range of $37.55 to $37.58. The reporting person will provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The sale prices for the reported transaction were in a range of $37.98 to $38.09. The reporting person will provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F4: Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.