Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NetApp, Inc. Director's Dealing 2013

Jun 7, 2013

30233_dirs_2013-06-07_cd9e3350-21c7-41c1-834c-d032dcc9bd67.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-05

Reporting Person: GEORGENS THOMAS (CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-05 Common Stock S 21122 $37.5608 Disposed 9653 Direct
2013-06-07 Common Stock M 20834 $20.69 Acquired 30487 Direct
2013-06-07 Common Stock S 20834 $38.0227 Disposed 9653 Direct
2013-06-07 Common Stock M 79166 $24.72 Acquired 88819 Direct
2013-06-07 Common Stock S 79166 $38.0227 Disposed 9653 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-07 Non-Qualified Stock Option (right to buy) $20.69 M 20834 Disposed 2016-05-31 Common Stock (20834) Direct
2013-06-07 Non-Qualified Stock Option (right to buy) $24.72 M 79166 Disposed 2016-09-14 Common Stock (79166) Direct

Footnotes

F1: The sale prices for the reported transaction were in a range of $37.55 to $37.58. The reporting person will provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission staff, upon request, information regarding the number of shares sold at each price within the range.

F2: The sale prices for the reported transaction were in a range of $37.98 to $38.09. The reporting person will provide to the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

F4: Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.