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NetApp, Inc. — Director's Dealing 2013
Aug 23, 2013
30233_dirs_2013-08-23_869c8b55-ebd0-47c5-9787-4fa846f62973.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-08-21
Reporting Person: GEORGENS THOMAS (CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-21 | Common Stock | M | 125000 | $24.72 | Acquired | 134653 | Direct |
| 2013-08-21 | Common Stock | S | 125000 | $41.4248 | Disposed | 9653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-21 | Non-Qualified Stock Option (right to buy) | $24.72 | M | 125000 | Disposed | 2016-09-14 | Common Stock (125000) | Direct |
Footnotes
F1: Sale prices for the reported transaction were in a range of $41.40 to $41.52 per share.
F2: Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
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