AI assistant
NetApp, Inc. — Director's Dealing 2013
Mar 5, 2013
30233_dirs_2013-03-05_66c61bbe-aa8c-4d41-865d-48c5e7d80cc2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-03-01
Reporting Person: Salmon Robert E (Executive VP, Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-01 | Common Stock | M | 36427 | $32.5 | Acquired | 50031 | Direct |
| 2013-03-01 | Common Stock | S | 36427 | $33.4821 | Disposed | 13604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-01 | Non-Qualified Stock Option (right to buy) | $32.5 | M | 36427 | Disposed | 2013-05-31 | Common Stock (36427) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20531 | Indirect |
| Common Stock | 240 | Indirect |
| Common Stock | 240 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The sale prices ranged from $33.32 to $33.81 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
F3: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F4: Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
F5: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.