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NetApp, Inc. Director's Dealing 2013

Sep 16, 2013

30233_dirs_2013-09-16_700fee43-c708-4557-b59d-4eec5078efa0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-09-12

Reporting Person: ALLEN JEFFRY R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-12 Common Stock M 2833 Acquired 2833 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-13 Non-Qualified Stock Option (right to buy) $43.77 A 11416 Acquired 2020-09-12 Common Stock (11416) Direct
2013-09-12 Restricted Stock Unit $0 M 2833 Disposed Common Stock (2833) Direct
2013-09-13 Restricted Stock Unit $0 A 2856 Acquired Common Stock (2856) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 28332 Indirect

Footnotes

F1: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002

F2: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

F3: The shares will vest and be delivered upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.