NetApp, Inc. — Director's Dealing 2013

Oct 2, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-09-24

Reporting Person: WARMENHOVEN DANIEL J (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-09-30	Common Stock	M	10000	$23.79	Acquired	74748	Direct
2013-09-30	Common Stock	S	10000	$42.5136	Disposed	64748	Direct
2013-10-01	Common Stock	M	18425	$19.22	Acquired	83173	Direct
2013-10-01	Common Stock	S	18425	$42.7127	Disposed	64748	Direct
2013-10-01	Common Stock	M	23333	$30.74	Acquired	88081	Direct
2013-10-01	Common Stock	S	23333	$42.7106	Disposed	64748	Direct
2013-09-24	Common Stock	G	8200	—	Disposed	2118031	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-10-01	Non-Qualified Stock Option (right to buy)	$19.22	M	18425	Disposed	2014-06-16	Common Stock (18425)	Direct
2013-09-30	Non-Qualified Stock Option (right to buy)	$23.79	M	10000	Disposed	2015-06-01	Common Stock (10000)	Direct
2013-10-01	Non-Qualified Stock Option (right to buy)	$30.74	M	23333	Disposed	2014-05-31	Common Stock (23333)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	38032	Indirect

Footnotes

F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.

F3: Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.

F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.