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NetApp, Inc. — Director's Dealing 2013
Aug 29, 2013
30233_dirs_2013-08-29_b9689245-799b-4524-aa9b-0eead54ae860.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-08-27
Reporting Person: SHAHEEN GEORGE T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-27 | Common Stock | M | 55000 | $19.23 | Acquired | 55000 | Direct |
| 2013-08-27 | Common Stock | S | 55000 | $41.4 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-27 | Non-Qualified Stock Option (right to buy) | $19.23 | M | 55000 | Disposed | 2014-06-13 | Common Stock (55000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4466 | Indirect |
Footnotes
F1: Shares held in trust by George T. Shaheen and Darlene F. Shaheen, Trustees to the Shaheen Revocable Trust U/A DTD 12/15/88
F2: The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. Optionee shall acquire a vested interest in 25,000 shares upon the completion of one year of Board service measured from the grant date; and the balance of the shares in a series of three equal annual installments of 10,000 shares upon the completion of each year of Board service over the three-year period measured from the first anniversary of the grant date.