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NetApp, Inc. — Director's Dealing 2013
Jun 5, 2013
30233_dirs_2013-06-05_b564ff1c-67a2-471c-a408-147faf592c8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-01
Reporting Person: Goel Manish (Exec VP of Product Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-01 | Common Stock | M | 16666 | — | Acquired | 19002 | Direct |
| 2013-06-01 | Common Stock | M | 6250 | — | Acquired | 25252 | Direct |
| 2013-06-01 | Common Stock | M | 5475 | — | Acquired | 30727 | Direct |
| 2013-06-01 | Common Stock | M | 11250 | — | Acquired | 41977 | Direct |
| 2013-06-01 | Common Stock | F | 6486 | $37.53 | Disposed | 35491 | Direct |
| 2013-06-01 | Common Stock | F | 3261 | $37.53 | Disposed | 32230 | Direct |
| 2013-06-01 | Common Stock | F | 2856 | $37.53 | Disposed | 29374 | Direct |
| 2013-06-01 | Common Stock | F | 5870 | $37.53 | Disposed | 23504 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-03 | Non-Qualified Stock Option (right to buy) | $37.64 | A | 110000 | Acquired | 2020-06-02 | Common Stock (110000) | Direct |
| 2013-06-01 | Restricted Stock Unit | $0 | M | 16666 | Disposed | 2013-06-01 | Common Stock (16666) | Direct |
| 2013-06-01 | Restricted Stock Unit | $0 | M | 6250 | Disposed | Common Stock (6250) | Direct | |
| 2013-06-01 | Restricted Stock Unit | $0 | M | 5475 | Disposed | Common Stock (5475) | Direct | |
| 2013-06-01 | Restricted Stock Unit | $0 | M | 11250 | Disposed | Common Stock (11250) | Direct | |
| 2013-06-03 | Restricted Stock Unit | $0 | A | 36700 | Acquired | Common Stock (36700) | Direct |
Footnotes
F1: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.
F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
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