Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NetApp, Inc. Director's Dealing 2013

Jun 5, 2013

30233_dirs_2013-06-05_b564ff1c-67a2-471c-a408-147faf592c8b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-01

Reporting Person: Goel Manish (Exec VP of Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-01 Common Stock M 16666 Acquired 19002 Direct
2013-06-01 Common Stock M 6250 Acquired 25252 Direct
2013-06-01 Common Stock M 5475 Acquired 30727 Direct
2013-06-01 Common Stock M 11250 Acquired 41977 Direct
2013-06-01 Common Stock F 6486 $37.53 Disposed 35491 Direct
2013-06-01 Common Stock F 3261 $37.53 Disposed 32230 Direct
2013-06-01 Common Stock F 2856 $37.53 Disposed 29374 Direct
2013-06-01 Common Stock F 5870 $37.53 Disposed 23504 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-03 Non-Qualified Stock Option (right to buy) $37.64 A 110000 Acquired 2020-06-02 Common Stock (110000) Direct
2013-06-01 Restricted Stock Unit $0 M 16666 Disposed 2013-06-01 Common Stock (16666) Direct
2013-06-01 Restricted Stock Unit $0 M 6250 Disposed Common Stock (6250) Direct
2013-06-01 Restricted Stock Unit $0 M 5475 Disposed Common Stock (5475) Direct
2013-06-01 Restricted Stock Unit $0 M 11250 Disposed Common Stock (11250) Direct
2013-06-03 Restricted Stock Unit $0 A 36700 Acquired Common Stock (36700) Direct

Footnotes

F1: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.