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NetApp, Inc. — Director's Dealing 2013
Sep 16, 2013
30233_dirs_2013-09-16_02ca32b2-667f-465b-86d3-48caf56cff56.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-09-11
Reporting Person: Kurian George (EVP, Product Operations)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.44 | 2019-05-31 | Common Stock (32500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.64 | 2020-06-02 | Common Stock (35100) | Direct | |
| Non-Qualified Stock Option (right to buy) | $48.56 | 2018-04-14 | Common Stock (75000) | Direct | |
| Restricted Stock Unit | $0 | 2018-04-15 | Common Stock (12500) | Direct | |
| Restricted Stock Unit | $0 | 2018-12-15 | Common Stock (18750) | Direct | |
| Restricted Stock Unit | $0 | 2019-04-16 | Common Stock (7500) | Direct | |
| Restricted Stock Unit | $0 | 2019-06-01 | Common Stock (8100) | Direct | |
| Restricted Stock Unit | $0 | 2019-10-15 | Common Stock (20000) | Direct | |
| Restricted Stock Unit | $0 | 2020-06-03 | Common Stock (21700) | Direct |
Footnotes
F1: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F2: Option vests with respect to 25% of the option shares on the first anniversary of the Optionee's date of hire and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.