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NetApp, Inc. Director's Dealing 2013

Sep 16, 2013

30233_dirs_2013-09-16_8974d858-9f4b-4f9f-8ef2-51d2c1070b4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-09-13

Reporting Person: HELD GERALD (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-13 Non-Qualified Stock Option (right to buy) $43.77 A 11416 Acquired 2020-09-12 Common Stock (11416) Direct
2013-09-13 Restricted Stock Unit $0 A 2856 Acquired Common Stock (2856) Direct

Footnotes

F1: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

F2: The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (ii) date on which a Change of Control occurs.