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NetApp, Inc. Director's Dealing 2013

Jun 5, 2013

30233_dirs_2013-06-05_274a292f-42ea-4b55-b6ed-c4bd104abdb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-01

Reporting Person: GEORGENS THOMAS (CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-01 Common Stock M 6250 Acquired 15903 Direct
2013-06-01 Common Stock M 8750 Acquired 24653 Direct
2013-06-01 Common Stock M 20833 Acquired 45486 Direct
2013-06-01 Common Stock M 8333 Acquired 53819 Direct
2013-06-01 Common Stock F 3261 $37.53 Disposed 50558 Direct
2013-06-01 Common Stock F 4565 Disposed 45993 Direct
2013-06-01 Common Stock F 10870 Disposed 35123 Direct
2013-06-01 Common Stock F 4348 Disposed 30775 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-03 Non-Qualified Stock Option (right to buy) $37.64 A 400000 Acquired 2020-06-02 Common Stock (400000) Direct
2013-06-01 Restricted Stock Unit $0 M 6250 Disposed Common Stock (6250) Direct
2013-06-01 Restricted Stock Unit $0 M 8750 Disposed Common Stock (8750) Direct
2013-06-01 Restricted Stock Unit $0 M 20833 Disposed Common Stock (20833) Direct
2013-06-01 Restricted Stock Unit $0 M 8333 Disposed Common Stock (8333) Direct
2013-06-03 Restricted Stock Unit $0 A 68500 Acquired Common Stock (68500) Direct

Footnotes

F1: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.