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NetApp, Inc. — Director's Dealing 2013
Aug 26, 2013
30233_dirs_2013-08-26_4c57bdb5-550e-4ae0-b53c-1fb1053d1884.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-08-22
Reporting Person: ALLEN JEFFRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-22 | Common Stock | M | 55000 | $29.24 | Acquired | 55000 | Direct |
| 2013-08-22 | Common Stock | S | 55000 | $41.7772 | Disposed | 0 | Direct |
| 2013-08-22 | Common Stock | M | 5000 | $27.02 | Acquired | 5000 | Direct |
| 2013-08-22 | Common Stock | S | 5000 | $41.7772 | Disposed | 0 | Direct |
| 2013-08-22 | Common Stock | M | 5000 | $23.73 | Acquired | 5000 | Direct |
| 2013-08-22 | Common Stock | S | 5000 | $41.7772 | Disposed | 0 | Direct |
| 2013-08-22 | Common Stock | M | 20000 | $27.02 | Acquired | 20000 | Direct |
| 2013-08-22 | Common Stock | S | 20000 | $41.7772 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 | Non-Qualified Stock Option (right to buy) | $23.73 | M | 5000 | Disposed | 2015-08-30 | Common Stock (5000) | Direct |
| 2013-08-22 | Non-Qualified Stock Option (right to buy) | $27.02 | M | 5000 | Disposed | 2014-09-18 | Common Stock (5000) | Direct |
| 2013-08-22 | Non-Qualified Stock Option (right to buy) | $27.02 | M | 20000 | Disposed | 2014-09-18 | Common Stock (20000) | Direct |
| 2013-08-22 | Non-Qualified Stock Option (right to buy) | $29.24 | M | 55000 | Disposed | 2015-05-31 | Common Stock (55000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28332 | Indirect |
Footnotes
F1: Sale prices for the reported transactions were in a range of $41.48 to $41.88 per share.
F2: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002
F3: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.