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NetApp, Inc. Director's Dealing 2013

Jun 5, 2013

30233_dirs_2013-06-05_564c131f-9b43-4bf7-9816-223ea050533c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-06-01

Reporting Person: FAWCETT MATTHEW K (Senior VP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-01 Common Stock M 1700 Acquired 7441 Direct
2013-06-01 Common Stock M 3950 Acquired 11391 Direct
2013-06-01 Common Stock F 631 $37.53 Disposed 10760 Direct
2013-06-01 Common Stock F 1484 Disposed 9276 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-03 Non-Qualified Stock Option (right to buy) $37.64 A 75000 Acquired 2020-06-02 Common Stock (75000) Direct
2013-06-01 Restricted Stock Unit $0 M 1700 Disposed Common Stock (1700) Direct
2013-06-01 Restricted Stock Unit $0 M 3950 Disposed Common Stock (3950) Direct
2013-06-03 Restricted Stock Unit $0 A 25000 Acquired Common Stock (25000) Direct

Footnotes

F1: Non-Derivative Securities Beneficially Owned includes shares acquired under NetApp Employee Stock Purchase Plan on May 31, 2013.

F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.