AI assistant
NetApp, Inc. — Director's Dealing 2012
Jun 5, 2012
30233_dirs_2012-06-05_58af5512-6917-4fc0-9db9-ccbb4cf177c2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2012-06-01
Reporting Person: Salmon Robert E (Executive VP, Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-01 | Common Stock | M | 10417 | — | Acquired | 12120 | Direct |
| 2012-06-01 | Common Stock | M | 6250 | — | Acquired | 18370 | Direct |
| 2012-06-01 | Common Stock | M | 5025 | — | Acquired | 23395 | Direct |
| 2012-06-01 | Common Stock | F | 4529 | $29.44 | Disposed | 18866 | Direct |
| 2012-06-01 | Common Stock | F | 2917 | $29.44 | Disposed | 15949 | Direct |
| 2012-06-01 | Common Stock | F | 2345 | $29.44 | Disposed | 13604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-01 | Non-Qualified Stock Option (right to buy) | $29.44 | A | 75000 | Acquired | 2019-05-31 | Common Stock (75000) | Direct |
| 2012-06-01 | Restricted Stock Unit | $0 | A | 45000 | Acquired | Common Stock (45000) | Direct | |
| 2012-06-01 | Restricted Stock Unit | $0 | M | 10417 | Disposed | Common Stock (10417) | Direct | |
| 2012-06-01 | Restricted Stock Unit | $0 | M | 6250 | Disposed | Common Stock (6250) | Direct | |
| 2012-06-01 | Restricted Stock Unit | $0 | M | 5025 | Disposed | Common Stock (5025) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20531 | Indirect |
| Common Stock | 240 | Indirect |
| Common Stock | 240 | Indirect |
Footnotes
F1: Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
F2: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F3: Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F5: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.