Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NetApp, Inc. Director's Dealing 2012

Dec 21, 2012

30233_dirs_2012-12-21_2debcc5c-d70f-434e-941d-3a4d0886c1ac.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2012-06-06

Reporting Person: WARMENHOVEN DANIEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-20 Common Stock M 7009 $3.5667 Acquired 64761 Direct
2012-12-20 Common Stock S 7009 $33.9651 Disposed 57752 Direct
2012-06-06 Common Stock G 4250 Disposed 2051031 Indirect
2012-09-18 Common Stock G 30500 Disposed 2020531 Indirect
2012-12-11 Common Stock G 13300 Disposed 2007231 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-20 Non-Qualified Stock Option (right to buy) $3.5667 M 7009 Disposed 2013-01-01 Common Stock (7009) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 170000 Indirect
Common Stock 38032 Indirect

Footnotes

F1: The price in Column 4 is a weighted average price. The sale prices ranged from $33.9602 to $33.97 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: Shares held in trust by Daniel J. Warmenhoven & Charmaine A. Warmenhoven, trustees to The Warmenhoven 1987 Revocable Trust UTA dated 12/16/87, as amended.

F3: Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.

F5: Option vests with respect to 1/12 of the option shares on January 31, 2003 and the balance in a series of equal month installments over the next 11 months of service thereafter.