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NetApp, Inc. — Director's Dealing 2012
Jan 9, 2012
30233_dirs_2012-01-09_a0c784b8-8ea9-4b34-b6f8-e5b49c29992c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2012-01-01
Reporting Person: Noviello Nicholas R (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12992 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $20.69 | 2016-05-31 | Common Stock (45000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $21.4 | 2015-02-14 | Common Stock (45000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $23.79 | 2015-06-01 | Common Stock (11000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.62 | 2017-05-31 | Common Stock (22500) | Direct | |
| Non-Qualified Stock Option (right to buy) | $53.22 | 2018-05-31 | Common Stock (20000) | Direct | |
| Restricted Stock Unit | $0 | Common Stock (23341) | Direct |
Footnotes
F1: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F2: Option vests with respect to 25% of the option shares on January 14, 2009, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
F3: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
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