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NetApp, Inc. — Director's Dealing 2011
Sep 2, 2011
30233_dirs_2011-09-02_da8a9d10-8e00-4f60-b6b0-2158be54df90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2011-08-31
Reporting Person: EARHART ALAN L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-31 | Non-Qualified Stock Option (right to buy) | $37.62 | A | 8500 | Acquired | 2018-08-30 | Common Stock (8500) | Direct |
| 2011-08-31 | Non-Qualified Stock Option (right to buy) | $37.62 | A | 3000 | Acquired | 2018-08-30 | Common Stock (3000) | Direct |
| 2011-08-31 | Restricted Stock Unit | $0 | A | 2833 | Acquired | Common Stock (2833) | Direct |
Footnotes
F1: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.
F2: The shares will vest and be delivered upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.