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NetApp, Inc. — Director's Dealing 2010
Jun 7, 2010
30233_dirs_2010-06-07_d0d91672-6518-47ea-b31e-62255b56618c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2010-06-04
Reporting Person: ALLEN JEFFRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-04 | Common Stock | M | 109414 | $20.16 | Acquired | 131580 | Direct |
| 2010-06-04 | Common Stock | M | 5216 | $19.17 | Acquired | 136796 | Direct |
| 2010-06-04 | Common Stock | M | 84784 | $19.17 | Acquired | 221580 | Direct |
| 2010-06-04 | Common Stock | S | 120739 | $38.0977 | Disposed | 100841 | Direct |
| 2010-06-04 | Common Stock | S | 78675 | $39.0704 | Disposed | 22166 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-04 | Incentive Stock Option (right to buy) | $19.17 | M | 5216 | Disposed | 2014-05-02 | Common Stock (5216) | Direct |
| 2010-06-04 | Non-Qualified Stock Option (right to buy) | $19.17 | M | 84784 | Disposed | 2014-05-02 | Common Stock (84784) | Direct |
| 2010-06-04 | Non-Qualified Stock Option (right to buy) | $20.16 | M | 109414 | Disposed | 2011-04-25 | Common Stock (109414) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $37.705 to 38.70. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $38.705 to 39.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F4: Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.