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NetApp, Inc. — Director's Dealing 2010
Mar 26, 2010
30233_dirs_2010-03-26_0c5a12c1-97d7-4afc-8393-f59d81f522c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2010-03-24
Reporting Person: Salmon Robert E (Executive VP, Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-24 | Common Stock | M | 8750 | $15.32 | Acquired | 16262 | Indirect |
| 2010-03-24 | Common Stock | M | 2187 | $17.146 | Acquired | 18449 | Indirect |
| 2010-03-24 | Common Stock | M | 14784 | $19.17 | Acquired | 33233 | Indirect |
| 2010-03-25 | Common Stock | S | 25721 | $32.683 | Disposed | 7512 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-24 | Non-Qualified Stock Option (right to buy) | $15.32 | M | 8750 | Disposed | 2012-02-06 | Common Stock (8750) | Direct |
| 2010-03-24 | Non-Qualified Stock Option (right to buy) | $17.146 | M | 2187 | Disposed | 2011-01-01 | Common Stock (2187) | Direct |
| 2010-03-24 | Non-Qualified Stock Option (right to buy) | $19.17 | M | 14784 | Disposed | 2014-05-02 | Common Stock (14784) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9548 | Direct |
| Common Stock | 240 | Indirect |
Footnotes
F1: Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.66 to $32.70. The reporting person will provide to the issuer, any security holdeof the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F4: Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
F5: Option vests with respect to 1/12 of the option shares on 1/31/01 and the balance in a series of equal month installments over the next 11 months thereafter.
F6: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.