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NetApp, Inc. — Director's Dealing 2010
Jun 22, 2010
30233_dirs_2010-06-22_bc939a31-85ea-4a84-af5b-f32f1808cb77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2010-06-19
Reporting Person: Kryder Andrew (Senior VP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-19 | Common Stock | M | 3333 | — | Acquired | 20189 | Direct |
| 2010-06-19 | Common Stock | M | 70 | — | Acquired | 20259 | Direct |
| 2010-06-19 | Common Stock | M | 1265 | — | Acquired | 21524 | Direct |
| 2010-06-19 | Common Stock | M | 429 | — | Acquired | 21953 | Direct |
| 2010-06-19 | Common Stock | M | 2143 | — | Acquired | 24096 | Direct |
| 2010-06-19 | Common Stock | M | 1459 | — | Acquired | 25555 | Direct |
| 2010-06-19 | Common Stock | F | 32 | $41.22 | Disposed | 25523 | Direct |
| 2010-06-19 | Common Stock | F | 200 | $41.22 | Disposed | 25323 | Direct |
| 2010-06-19 | Common Stock | F | 1000 | $41.22 | Disposed | 24323 | Direct |
| 2010-06-19 | Common Stock | F | 681 | $41.22 | Disposed | 23642 | Direct |
| 2010-06-19 | Common Stock | F | 1555 | $41.22 | Disposed | 22087 | Direct |
| 2010-06-19 | Common Stock | F | 590 | $41.22 | Disposed | 21497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-19 | Restricted Stock Unit | $0 | M | 3333 | Disposed | 2011-06-19 | Common Stock (3333) | Direct |
| 2010-06-19 | Restricted Stock Unit | $0 | M | 429 | Disposed | 2011-06-19 | Common Stock (429) | Direct |
| 2010-06-19 | Restricted Stock Unit | $0 | M | 70 | Disposed | 2012-06-19 | Common Stock (70) | Direct |
| 2010-06-19 | Restricted Stock Unit | $0 | M | 1265 | Disposed | 2012-06-19 | Common Stock (1265) | Direct |
| 2010-06-19 | Restricted Stock Unit | $0 | M | 2143 | Disposed | 2013-06-19 | Common Stock (2143) | Direct |
| 2010-06-19 | Restricted Stock Unit | $0 | M | 1459 | Disposed | 2013-06-19 | Common Stock (1459) | Direct |
Footnotes
F1: The restricted stock unit shares vest as to 50% of the shares on the one-year anniversary of the grant date, and 50% of the shares on second annual anniversary of the grant date.
F2: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
F3: The restricted stock unit shares vest as to one-third of the shares on the one-year anniversary of the grant date; and one-third of the shares on each of the second and third annual anniversary of the grant date.