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NeoVolta Inc. — Director's Dealing 2026
Feb 25, 2026
33884_dirs_2026-02-25_d37a47d6-d6dd-4899-ba78-988795abb007.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeoVolta Inc. (NEOV)
CIK: 0001748137
Period of Report: 2026-02-23
Reporting Person: Johnson Henry Ardes (Director, CEO & President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-23 | Restricted Stock Units | $ | D | 1280000 | Disposed | Common Stock (1280000) | Direct | |
| 2026-02-23 | Employee Stock Option (Right to buy) | $3.54 | A | 1880166 | Acquired | 2031-02-23 | Common Stock (1880166) | Direct |
Footnotes
F1: Each restricted stock unit represented a contingent right to receive one shares of Company common stock.
F2: The restricted stock units set forth in this table were scheduled to vest in four equal annual installments beginning on April 19, 2025, subject to the grantee's continued service to the Company on each vesting date.
F3: Issued in connection with the reporting person's employment with the Company.
F4: Employee Stock Options vest as follows: 25% on issuance and 25% on each of April 19, 2026; April 19, 2027; and April 19, 2028, subject to reporting person's continued service to the Company on each vesting date.