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Neonode Inc. Major Shareholding Notification 2019

Feb 12, 2019

34510_mrq_2019-02-12_87430c5a-7d8f-4e3a-a842-260411f18b57.zip

Major Shareholding Notification

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SC 13G 1 sc13g0219grevelius_neonode.htm SCHEDULE 13G

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THE UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

Neonode Inc.

(Name of Issuer)

Common Stock, par value, $0.001 per share

(Title of Class of Securities)

64051M709

(CUSIP Number)

February 8, 2019

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 64051M709

| ( 1 ) | Names
of reporting persons: Carl
Grevelius | |
| --- | --- | --- |
| ( 2 ) | Check
the appropriate box if a member of a group (see instructions) (a)
☐ (b)
☐ | |
| ( 3 ) | SEC
use only | |
| ( 4 ) | Citizenship
or place of organization: Sweden | |
| Number
of shares beneficially owned
by each reporting person
with | ( 5 ) | Sole
voting power: 443,600 |
| | ( 6 ) | Shared
voting power: 0 |
| | ( 7 ) | Sole
dispositive power: 443,600 |
| | ( 8 ) | Shared
dispositive power: 0 |
| ( 9 ) | Aggregate
amount beneficially owned by each reporting person: 443,600 | |
| ( 10 ) | Check
if the aggregate amount in row (9) excludes certain shares (see instructions): ☐ | |
| ( 11 ) | Percent
of class represented by amount in row (9) : 5 .04% | |
| ( 12 ) | Type
of reporting person (see instructions): IN | |

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Item 1(b). Address of issuer’s principal executive offices:

Storgatan 23C, 11455, Stockholm, Sweden

Item 2(a). Name of person filing: Carl Grevelius

Item 2(b). Address of principal business office or, if none, residence:

Hojdstigen 4, 181 31, Lidingo, Sweden

Item 2(c). Citizenship: Sweden

Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share

Item 2(e). CUSIP No.: 64051M709

Item 3.

Not Applicable.

Item 4. Ownership

(a) Amount beneficially owned: 443,600

(b) Percent of class: 5.04%

(c) Number of shares as to which the person has:

(i) sole power to vote or to direct the vote: 443,600

(ii) shared power to vote or to direct the vote: 0

(iii) sole power to dispose or to direct the disposition of: 443,600

(iv) shared power to dispose or to direct the disposition of : 0

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group

Not Applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

| February 12, 2019 | /s/
Carl Grevelius |
| --- | --- |
| Name: | Carl
Grevelius |

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

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