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Neonode Inc. — Major Shareholding Notification 2004
Dec 23, 2004
34510_mrq_2004-12-23_aa6b7eee-45d4-4154-aec2-92dfcd954110.zip
Major Shareholding Notification
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SC 13G 1 a04-15297_1sc13g.htm SC 13G
| UNITED STATES |
|---|
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, |
| D.C. 20549 |
| SCHEDULE 13G |
*Under the Securities Exchange Act of 1934 (Amendment No. )**
*SBE, INC.*
(Name of Issuer)
*COMMON STOCK, PAR VALUE $.001 PER SHARE*
(Title of Class of Securities)
*783873201*
(CUSIP Number)
*December 15, 2004*
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| ý | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP No. 783873201 — 1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) AIGH INVESTMENT PARTNERS, LLC | |
| --- | --- | --- |
| 2. | Check the Appropriate Box
if a Member of a Group (See Instructions) | |
| | (a) | o |
| | (b) | o |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 293,120 |
| | 6. | Shared Voting Power 293,120 |
| | 7. | Sole Dispositive Power 293,120 |
| | 8. | Shared Dispositive Power 293,120 |
| 9. | Aggregate Amount
Beneficially Owned by Each Reporting Person 293,120 | |
| 10. | Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o | |
| 11. | Percent of Class
Represented by Amount in Row (9) 5.77% | |
| 12. | Type of Reporting Person
(See Instructions) OO | |
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| Item 1. | (a) | Name of Issuer SBE, Inc. |
|---|---|---|
| (b) | Address of Issuer's | |
| Principal Executive Offices 2305 Camino Ramon, Suite 200, San Ramon, CA 94583 | ||
| Item 2. | ||
| (a) | Name of Person Filing AIGH Investment Partners, LLC Orin Hirschman is the managing member of AIGH Investment Partners, LLC. | |
| (b) | Address of Principal | |
| Business Office or, if none, Residence The principal business office of AIGH Investment Partners, LLC is 6006 | ||
| Berkeley Ave., Baltimore, MD 21209 | ||
| (c) | Citizenship AIGH Investment Partners, LLC is a Delaware limited liability company. | |
| (d) | Title of Class of | |
| Securities Common Stock | ||
| (e) | CUSIP Number 783873201 | |
| Item 3. | If this statement is filed pursuant | |
| to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is | ||
| a: | ||
| N/A |
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| Item 4. | Ownership | ||
|---|---|---|---|
| Provide the following | |||
| information regarding the aggregate number and percentage of the class of | |||
| securities of the issuer identified in Item 1. | |||
| (a) | Amount beneficially | ||
| owned: 293,120 shares | |||
| (b) | Percent of class: 5.77% | ||
| (c) | Number of shares as to | ||
| which the person has: | |||
| (i) | Sole power to vote or to | ||
| direct the vote 293,120 | |||
| (ii) | Shared power to vote or to | ||
| direct the vote 293,120 | |||
| (iii) | Sole power to dispose or | ||
| to direct the disposition of 293,120 | |||
| (iv) | Shared power to dispose or | ||
| to direct the disposition of 293,120 | |||
| Item 5. | Ownership of Five Percent or Less | ||
| of a Class | |||
| If this statement is being filed to report the fact | |||
| that as of the date hereof the reporting person has ceased to be the | |||
| beneficial owner of more than five percent of the class of securities, check | |||
| the following o . | |||
| Item 6. | Ownership of More than Five Percent | ||
| on Behalf of Another Person | |||
| N/A | |||
| Item 7. | Identification and Classification | ||
| of the Subsidiary Which Acquired the Security Being Reported on By the Parent | |||
| Holding Company or Control Person | |||
| N/A | |||
| Item 8. | Identification and Classification | ||
| of Members of the Group | |||
| N/A | |||
| Item 9. | Notice of Dissolution of Group | ||
| N/A | |||
| Item 10. | Certification | ||
| By signing below I certify that, to the best of my | |||
| knowledge and belief, the securities referred to above were not acquired and | |||
| are not held for the purpose of or with the effect of changing or influencing | |||
| the control of the issuer of the securities and were not acquired and are not | |||
| held in connection with or as a participant in any transaction having that | |||
| purpose or effect. |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| December 23, 2004 |
|---|
| Date |
| /s/ Orin Hirschman |
| Signature |
| Managing Member |
| Name/Title |
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